Fact sheet 46 – Why we refuse access

Most Commonwealth records over 30 years are available for public access under the Archives Act 1983. Most (97.5%) are wholly released while 2% are released with some information deleted. Only 0.5% are totally withheld. If we refuse access, it is usually because the records contain sensitive information or information less than 30 years old.

Whenever we refuse access we give the applicant a written statement of reasons. We record the reasons in the Archives online catalogue, RecordSearch, so that all researchers may see which records have been withheld and why.

Reasons for refusing access are usually recorded in an abbreviated form like 33(1)(g). This indicates the paragraph of the Archives Act under which the records are being withheld.

The categories of exempt information

We may refuse you access to information over 30 years old if its disclosure:

  • would damage Australia's security, defence or international relations – s33(1)(a);
     
  • would breach a confidence shared by a foreign government or an international organisation with the Commonwealth government – 33(1)(b);
     
  • would have a substantial adverse effect on the financial or property interests of the Commonwealth and disclosure would not, on balance, be in the public interest – 33(1)(c);
     
  • would be a breach of confidence – 33(1)(d);
     
  • would, or could reasonably be expected to –
    • prejudice the investigation of a breach of the law, or the enforcement or proper administration of the law – 33(1)(e)(i);
    • disclose the existence or identity of a confidential source of information, including a person providing confidential information to the National Crime Authority or the Australian Federal Police or a witness under the Witness Protection Act 1994 – 33(1)(e)(ii) and 33(1A);
    • endanger the life or physical safety of any person – 33(1)(e)(iii);
    • prejudice the fair trial of a person – 33(1)(f)(i);
    • disclose methods for preventing, detecting or investigating breaches or evasions of the law the disclosure of which might prejudice the effectiveness of those methods – 3(1)(f)(ii); or
    • prejudice the protection of public safety – 33(1)(f)(iii).
       
  • would unreasonably disclose information about the personal affairs of a person – 33(1)(g);
  • would, or could reasonably be expected to destroy or diminish the commercial value of trade secrets or other information – 33(1)(h);
     
  • would, or could reasonably be expected to have an adverse effect on a person's lawful business or professional affairs or on the business, commercial or financial affairs of an organisation – 33(1)(j);
     
  • would be privileged from production in legal proceedings on the ground of legal professional privilege and its disclosure would be contrary to the public interest – 33(2); or
     
  • would release information which is prohibited from disclosure under a Commonwealth, State or Territory taxation law – 33(3).
     

If the whole record contains this type of information it will be CLOSED; if only a portion of the record is affected the decision will be OPEN WITH EXCEPTION and you may have access to any part of hte record that is unaffected.

Is access refused for other reasons?

Yes, if the records are less than 30 years old, or if giving you access in the form you request would have certain adverse consequences.

If you request access in a particular form (eg to an original record, or to a videotape) we must give you access in that form or tell you why not. We may offer you access in an alternative form if granting access in the form you request would:

  1. interfere unreasonably with the operations of the Archives or the controlling agency – 36(4)(a). For example, if you request access to original records still in daily use in an agency we may arrange for you to have access to the records on the agency's premises;
  2. not be appropriate because of the physical nature of the record – 36(4)(b). For example, if you request access to original file index cards which contain exempt records and records less than 30 years old we might ask you to nominate your areas of research interest and search the cards for you;
  3. be detrimental to the preservation of the record – 36(4)(c). For example, if you request a copy of a tightly bound volume and making copies would be likely to damage the volume, we would refuse your request; or
  4. involve an infringement of copyright other than Crown copyright – 36(4)(d).

If we refuse access in the form you request you can appeal against our decision. You cannot appeal if we refused access because the record is less than 30 years old.

If you are concerned about information that has been released

Under the Archives Act we are required to release as much information as possible. If you have concerns about information that has been released, contact the Director, Access and Information Services, National Archives of Australia (PO Box 7425, Canberra Business Centre, ACT 2610, or email: yourcomments@naa.gov.au).

Where to obtain more information

More about the Archives Act and the types of information we withhold from public access can be found in the Access Manual, a copy of which is available in all reading rooms. Information about how to obtain access and how to challenge our refusal of access is provided in Fact Sheet 10 – Access to records under the Archives Act and Fact Sheet 12 – What to do if we refuse you access. You can email our reference staff for more information at ref@naa.gov.au.

Comments or other feedback can be sent to archives@naa.gov.au

updated June 2005